[IMPORTANT NOTICE AND DISCLAIMER: All articles and papers on this site are published for general informational purposes and do not constitute legal advice, nor create an attorney-client relationship between this firm and the reader. The articles are believed to be accurate on the date written but may not be updated to incorporate changes in the law after the date of publication on the site, and therefore, any information contained therein should be researched and confirmed to assure currency.]
TRIALS AND LITIGATION
Whether corporations and limited liability companies May Represent Themselves in Arizona Courts
How to be a Good Trial Witness
SECURITIES LAW
Securities Registration and Exemptions Under Federal and Arizona Law
“Within or From” under Arizona Securities Laws
How does the FINRA arbitration process work for investor claimants?
Class Action vs. Securities Arbitration
Arizona Securities Division Administrative Proceedings
Fines, Penalties, and Liabilities for Violating the Arizona Securities Laws
Ponzi Schemes, How to Detect and Avoid, How to Recover
Business Transactions/Investment Contracts and the Securities Laws
Notes as Securities Under the Securities Laws
The Accredited Investor Exemption from Securities Registration
Who is Considered an Accredited Investor Under Federal and State Securities Laws?
The Private Offering Exemption Under Arizona Securities Law
Fiduciary Duties In Investment Transactions
CRD Expungment of FINRA Customer Disputes and Complaints
Expungement of Form U5 Information
FINRA’s Optional All Public Arbitrator Program
Fiduciary Duties of Trustees in Investment and Financial Matters
Personal Jurisdiction in Arizona Securities Cases
Statutes of Limitation in Arizona Securities Cases
Duty of a Brokerage Firm to Monitor Customer Accounts and Make Recommendations
Contributory Negligence As A Defense to a Securities Law Claim
Authorities On the Failure to Disclose Material Facts In Connection With The Sale Of Securities
Authorities On Securities Account Churning
Authorities on Securities Account Concentration
Authorities on Securities Fraud Claims
REAL ESTATE LAW
Do Real Estate Broker Commission Agreements Have To Be In Writing?
Types of Deeds in Arizona and Utah
GENERAL LEGAL
Why You Should Hire Mitchell & Associates as Your Legal Counsel
Statutes of Limitation in Arizona
Statutes of Limitation in Utah
How Long Are Judgments Enforceable?